SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
STEPHENS HARRIET C

(Last) (First) (Middle)
111 CENTER STREET

(Street)
LITTLE ROCK AR 72201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CONNS INC [ CONN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/15/2016 P 285,000 A $7.1 385,350 I By Warren A. Stephens Grantors Trust
Common Stock 07/15/2016 P 285,000 A $7.1 285,000 I By Warren A. Stephens Roth IRA
Common Stock 07/15/2016 P 430,000 A $7.1 430,000 I By WAS Family Trust One
Common Stock 183,283(1) I By Harriet C. Stephens Trust
Common Stock 500,000(2) I By Paula W. and John P. Calhoun Family Trust
Common Stock 2,727,920 I By Stephens Investments Holdings LLC
Common Stock 931,038 I By Warren and Harriet Stephens Childrens Trust
Common Stock 82,430 I By Stephens Inc.
Common Stock 206,116 I By WAS Conns Annuity Trust One
Common Stock 56,633 I By Warren Miles Amerine Stephens 1995 Trust
Common Stock 6,352 I By Warren Miles Amerine Stephens Trust
Common Stock 56,633 I By John Calhoun Stephens 1995 Trust
Common Stock 6,352 I By John Calhoun Stephens Trust
Common Stock 56,633 I By Laura Whitaker Stephens 1995 Trust
Common Stock 6,352 I By Laura Whitaker Stephens Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Number of shares reflects the gift for no consideration of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children, and receipt of 666 shares for no consideration through an inheritance.
2. Reflects gift of 500,000 shares previously reported as owned by Harriet C. Stephens Trust to Paula W. and John P. Calhoun Family Trust, Warren A. Stephens, Trustee, for benefit of reporting person's children.
Remarks:
Todd Ferguson, attorney in fact for reporting person 07/19/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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